StoneX Group Inc.

Permit: (a) Total Leverage Ratio to be greater than 0.75 to 1.00 as of the last day of any month.

(b) Tangible Net Worth to be less than $1,000,000,000 as of the last day of any month.

of less than 1.15 to 1.0, calculated for the twelve month period ending as of the last date of each such fiscal quarter.

of less than 1.0 to 1.0, as of the last day of any month.

the Borrower’s Adjusted Net Capital to be less than 115% of the Borrower’s CFTC Current Regulatory Minimum Net Capital as of the last day of any month.

the Borrower’s Adjusted Net Capital to be less than 115% of the Borrower’s FINRA Current Regulatory Minimum Net Capital as of the last day of any month.

The Borrower shall at all times maintain a Tangible Net Worth of no less than (a) $59,040,704, plus (b) an amount equal to 25% of consolidated net income of the Borrower and its Subsidiaries (to the extent positive) for the fiscal year ending September 30, 2026, and each fiscal year thereafter on a cumulative basis.

The Borrower shall not permit the Leverage Ratio to exceed, at any time, 6.50:1.00.